Certified Quality Auditor (CQA) Prasctice Exam

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Which of the following is NOT a key objective of audit planning?

  1. Identify potential risks

  2. Ensure stakeholder involvement

  3. Specify corrective actions

  4. Define the audit scope

The correct answer is: Specify corrective actions

The objective of specifying corrective actions is not typically a key focus during the planning phase of an audit. Audit planning primarily revolves around establishing a framework for how the audit will be conducted. This includes identifying potential risks that could impact the audit process, ensuring that all relevant stakeholders are involved and consulted as needed, and defining the scope of the audit to determine what areas will be assessed. During the planning phase, auditors assess and prepare for the various elements that will guide the audit's execution — including understanding the context and environment in which the audit is taking place. While addressing corrective actions is essential, it usually comes after the audit findings are identified and documented, and it falls more into the execution or follow-up phases rather than planning.